South County Wealth Planning
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$19,392,939
Clients
22
45% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
22
TypicalAverage account size
$881,497
About
South County Wealth Planning provides investment management, financial planning, and retirement plan consulting to individuals, high‑net‑worth clients, employer‑sponsored retirement plans, businesses, and charitable organizations. The firm operates as a fee‑only registered investment adviser and offers both discretionary portfolio management and a range of planning engagements (ongoing, project‑based, and hourly).
The firm’s investment approach emphasizes strategic asset allocation, diversification, and predominantly low‑cost index mutual funds and ETFs with periodic rebalancing, while allowing for limited use of individual securities or alternatives when appropriate. Clients work with the adviser through tailored planning processes and discretionary account authority, with the ability to impose reasonable investment restrictions and receive regular reviews.
Noteworthy for an independent adviser of its size, South County routinely provides institutional retirement plan services — including plan design, investment policy development, vendor analysis, participant education, and discretionary plan management — and may act as an ERISA investment manager under Section 3(38). The firm also offers public educational seminars and speaking engagements, and its principal’s CFP® credential and public‑finance background are described as informing both individual and plan‑level work.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement income strategy
Fee options
Project-based financial planning fixed fees starting at $3,500; ongoing financial planning fixed fees starting at $500 per month (paid monthly, bimonthly, or quarterly); educational seminars fees starting at $500 per seminar
$1 - $100,000: 1.50% $100,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.15% $1,000,001+: 1.00%
Hourly financial planning rate starting at $300 per hour; fees negotiable
Ongoing financial planning fees paid monthly, bimonthly, or quarterly starting at $500 per month
Minimum fee: Initial financial planning fee no less than $3,500 (may be waived or reduced at advisor's discretion) Fee-only: Firm is fee-only, compensated solely by clients for advisory services; no commissions or sales-related compensation received
Main office location
South County Wealth Planning
Saunderstown RI, United States
Number of offices
1
Most active in
South County Wealth Planning has reported serving >5 clients in these states in the last 12 months.
Rhode Island
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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