A complete list of active advisors currently associated with SouthEast Investments, N.C., Inc.

Warmer can help you find a great advisor at SouthEast Investments, N.C., Inc. or one who fits your needs even better.

Southeast Investments, N.C. Inc provides portfolio management, financial planning, and adviser‑selection services to individuals, high‑net‑worth clients and pension/profit‑sharing plans, and offers both discretionary and non‑discretionary account management as well as arrangements with third‑party money managers. The firm’s Part 2A discloses that it reported $0 in assets under management as of 12/31/2018. The firm’s investment work emphasizes asset allocation, mutual fund and ETF analysis, long‑term equity holdings and the selective use of option strategies (including covered calls and spreads), and it conducts due diligence on third‑party managers it recommends. Southeast Investments also documents periodic account reviews, uses aggregated block trading for executions when appropriate, and charges hourly fees for certain planning and review services. What distinguishes the firm from many peers is its combination of adviser and intermediation roles: it is a registered broker‑dealer, an insurance broker/agent, engages in commissionable broker‑dealer activity, is affiliated with a broker‑dealer, and acts as a wrap‑fee program sponsor while also arranging for or selecting other advisers. The brochure discloses these multiple revenue sources and related conflicts of interest and describes policies and a Code of Ethics intended to address them, reflecting an operating model that blends investment management with brokerage and insurance activities.

To learn more about the advisors currently working at SouthEast Investments, N.C., Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.