A complete list of active advisors currently associated with Southern California Wealth Management Associates

Warmer can help you find a great advisor at Southern California Wealth Management Associates or one who fits your needs even better.

Southern California Wealth Management Associates serves individual and high‑net‑worth clients with ongoing portfolio management and client‑specific Investment Policy Statements. The small advisory team (two advisors) manages about $34 million across roughly 115 client accounts and typically requests discretionary authority to implement client portfolios. The firm uses a range of analytical methods — including charting, cyclical, fundamental, quantitative and technical analysis — and employs both long‑term and short‑term trading strategies. Its investment menu includes mutual funds, ETFs (including precious‑metals ETFs), fixed income, real estate funds/REITs, private placements and insurance products, and the firm documents client risk tolerance and objectives in each client’s IPS. A noteworthy disclosure in the brochure is a prior FINRA regulatory action involving the firm’s principal (a 2011 fine and suspension), which the firm reports in its disciplinary section. The brochure also discloses that supervised persons may act as registered representatives and licensed insurance agents (receiving outside compensation), that the firm may accept soft‑dollar benefits, and that it requires clients to use a specific custodian for account custody and trade execution.

To learn more about the advisors currently working at Southern California Wealth Management Associates, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.