Southern Capital Services Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$178,148,027
Clients
373
Advisors
4
across 2 offices
About
Southern Capital Services is a team advisory firm that manages roughly $192 million in client assets across five advisers and serves individuals, high‑net‑worth clients, pension and profit‑sharing plans, trusts, estates, charitable organizations, and business entities. The firm’s stated service set focuses on ongoing investment supervisory services and discretionary portfolio management, using written Investment Policy Statements, and it does not participate in wrap fee programs.
The firm combines fundamental and technical analysis and implements a range of strategies, including long‑term investing, shorter‑term trading, and covered options writing, with client risk tolerance documented in each IPS. Accounts are primarily managed on a discretionary basis and are subject to regular monitoring and at least monthly reviews by the advisory team.
Distinctive features disclosed in the ADV include the firm’s use of paid lead‑generation and endorsement channels (noting subscriptions to services such as Dave Ramsey and SmartAsset) and an arrangement to share advisory compensation with unaffiliated financial institutions for use of premises and administrative support. While several staff hold CFP® and other professional designations, the brochure does not list a standalone financial planning service as part of the firm’s core offerings.
Client services
Expertise
Fee options
$0 - $999,999: 1.00% $1,000,000 - $2,999,999: 0.80% $3,000,000 - $4,999,999: 0.70% $5,000,000 - $9,999,999: 0.60% $10,000,000+: 0.50%
Main office
See officeThe Summit, 203 B, 29000 Us Hwy 98
Daphne AL 36526
Advisors at this office
3
Offices (2)
Most active in
Alabama · California · Florida · Georgia · Louisiana · Mississippi · New Hampshire · Tennessee · Texas
Also doing business as
Southern Capital Services Inc · Southern Capital Services, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Advisors at this firm
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