Southern Wealth Builders
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$2,265,497
Clients
25
Advisors
1
of 1 employees
About
Southern Wealth Builders serves individual and high-net-worth clients and provides investment management, comprehensive financial planning (both project-based and ongoing), and retirement plan consulting and discretionary retirement plan management for employer-sponsored plans. The firm also offers educational seminars and speaking engagements for organizations and the public on financial topics.
The firm is fee-only and charges a percentage-of-assets-under-management for discretionary investment management, implementing asset-allocation and Modern Portfolio Theory principles and, when appropriate, using third‑party model portfolios and outside managers. Client engagements are tailored through initial and ongoing discussions of goals, risk tolerance, family and tax considerations, with periodic reviews and written plans provided to planning clients.
Distinctive aspects include the firm’s small scale—about $2.59 million in discretionary AUM across roughly 25 clients—and its principal’s professional credentials, including CFP certification and a sports & entertainment accredited wealth management designation, which may be relevant to clients in niche occupations. The brochure also discloses the firm’s uncommon practice of offering educational seminars and that the principal serves on an AI vendor advisory board (compensated with equity under 10% of annual income), a relationship the firm says it manages through vendor due diligence.
Client services
Expertise
Fee options
Fixed fees range from $1,500 to $5,000 for project-based financial planning; Educational seminars fees range from $0 to $1,500 per seminar
$0 - $2,000,000: 1.25% $2,000,001 - $4,000,000: 1.00% $4,000,001+: 0.75%
$250 per hour for project-based financial planning
Monthly ongoing financial planning fees ranging from $100 to $400
Fee-only: One-time upfront fee up to $500 for initial financial plan; Recurring fixed fee $100 to $400 monthly for ongoing financial planning; Fixed fees $1,500 to $5,000 or $250 hourly for project-based financial planning
Main office
Birmingham AL
Advisors at this office
1
Most active in
Alabama
Also doing business as
Southern Wealth Builders · Southern Wealth Builders LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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