Southfork Investment Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Although categorized as an investment manager that typically serves pooled or institutional clients, Southfork Investment Management’s written services include both discretionary and non-discretionary investment management and standalone or bundled financial planning for individuals, high-net-worth clients, trusts, and business entities, with no stated account minimum. The firm was founded in November 2024, is operated by a single adviser, and currently reports no assets under management.
Southfork’s investment approach emphasizes quantitative analysis and the construction of diversified, risk‑based portfolios implemented primarily with no‑load mutual funds and exchange‑traded funds, along with individual stocks and bonds. Adviser discretion is available where granted, accounts are monitored and typically reviewed on a quarterly basis, and the firm communicates a long‑term, anti‑market‑timing orientation while acknowledging the market, inflation, credit and other investment risks.
Notable distinctions relative to many peers include the availability of hourly billing for standalone financial planning—a billing option that is uncommon among investment managers—and the firm’s practice of providing complementary planning services to clients who engage for investment management. The brochure also discloses that the firm does not charge performance‑based fees, will not accept authority to vote client securities, recommends Interactive Brokers as custodian, and withdraws advisory fees directly from client accounts subject to documented safeguards.
Client services
Expertise
Fee options
Financial planning flat fee generally $2,500, payable upon delivery (or 50% upon engagement, balance upon delivery)
1.00% per annum, payable quarterly in arrears
$250 per hour for standalone financial planning services
Main office
Walnut Creek CA
Advisors at this office
1
Most active in
California · Georgia
Also doing business as
Southfork Investment Management · Southfork Investment Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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