Southmore Financial Advisory LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Southmore Financial Advisory LLC serves individual and high‑net‑worth clients with fee‑only investment management and both one‑time and ongoing financial planning. The firm provides tailored portfolio management across stocks, bonds, mutual funds, ETFs, options and cash equivalents, and develops investment policies and asset‑allocation targets based on each client’s goals, risk tolerance and tax considerations.
The adviser relies on fundamental analysis and mutual fund/ETF evaluation and may employ both passive and active strategies to implement client allocations. For managed accounts the firm typically has limited discretionary trading authority, conducts quarterly account reviews, and delivers written financial plans for planning engagements.
Distinctive features include its small, single‑advisor structure with approximately $1.38 million in assets under management and a principal with an advanced engineering degree and industry planning background. The brochure highlights that clients receive written planning reports and that the adviser draws on custodial educational resources and events; offering ongoing planning (included for higher‑asset clients) and periodic educational communications is less common among comparable independent solo advisers.
Client services
Expertise
Occupation focus
Fee options
1.00% annually (flat annualized fee)
Hourly fee for one-time financial planning: $240 per hour
Account minimum: $250,000 on and after 02/17/2024 (may be reduced or waived at discretion) Fee-only: Fee-only firm; compensation solely from Clients for services
Main office
Houston TX
Advisors at this office
1
Most active in
Texas
Also doing business as
Southmore Financial Advisory LLC · Southmore Opportunity Investment LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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