A complete list of active advisors currently associated with Southwest Investment Advisors, Inc.

Warmer can help you find a great advisor at Southwest Investment Advisors, Inc. or one who fits your needs even better.

Southwest Investment Advisors primarily serves individual clients, including high-net-worth households, and also provides investment advice to pension plans. The firm offers discretionary portfolio management billed as a percentage of assets, plus financial planning services available on fixed-fee or hourly bases and portfolio review engagements. The firm's investment approach is asset-allocation driven using Modern Portfolio Theory with five model allocations from capital preservation to aggressive growth, typically implemented through mutual funds, ETFs, closed-end funds and UITs, with select use of individual bonds and tactical moves on the fixed-income side. SIA sponsors and manages its own Wrap Program—in which most managed clients are enrolled and pay a single all-inclusive fee—and requires custody at LPL Financial for discretionary accounts. SIA manages roughly $387 million across about 1,150 client relationships served by four advisors, a client-per-advisor ratio that is notably higher than most comparable team firms and that aligns with reliance on standardized model portfolios and packaged investments. The brochure also discloses ongoing affiliations with LPL—several officers are registered representatives, and the firm has received transition payments and other economic benefits from LPL—which the firm identifies as potential conflicts of interest if clients implement recommendations through that custodian.

To learn more about the advisors currently working at Southwest Investment Advisors, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.