Southwestern Advisory Group LLC

Southwestern Advisory Group LLC serves individuals, trustees, small businesses, non‑profits, corporations and retirement plans with a mix of advisory offerings. Its services include a proprietary Consulting, Advice, Leadership, and Coaching (CALC) program, portfolio and custodial account management, access to separately managed accounts and sub‑advisers, and referrals to outside specialists.

The firm’s client process begins with a documented assessment of each client’s financial picture and alignment of goals, followed by tailored strategy design and ongoing monitoring. Investment methods combine fundamental and technical analysis and may employ long‑term and short‑term holdings as well as trading techniques; the brochure discloses use of options, short sales, margin and other alternative or derivative instruments where appropriate.

Distinctive features for a firm of this size include an explicit offering of pension and retirement‑plan consulting and the potential use of derivatives and borrowing within separately managed accounts. The brochure also discloses that representatives may be licensed to recommend insurance products (with commissions disclosed and applied as credits toward client retainers) and describes a parent company with several affiliated businesses and direct investment activities, with policies intended to address related conflicts of interest.