A complete list of active advisors currently associated with Southworth Investment Management, LLC

Warmer can help you find a great advisor at Southworth Investment Management, LLC or one who fits your needs even better.

Southworth Investment Management, LLC provides ongoing portfolio management and investment supervisory services to a small group of individual clients, primarily identified as high-net-worth individuals. The firm manages roughly $31.9 million across eight client relationships and offers account-level Investment Policy Statements, asset allocation, and regular portfolio monitoring. The adviser uses fundamental analysis and both long- and short-term trading strategies, generally investing in mutual funds, equities, ETFs, and REITs, and documents risk tolerance and objectives in each client’s Investment Policy Statement. While SIM may request discretionary authority to trade on clients’ behalf, a majority of the firm’s assets (about $21.9 million) are managed on a non-discretionary basis, meaning clients retain final approval for many transactions. Compared with many single‑advisor independent firms, SIM’s mix of primarily non‑discretionary assets is notable, and the firm operates with a very small client roster and no account minimum. The sole adviser reviews client accounts at least monthly, allows clients to direct brokerage and uses custodians such as Schwab Institutional and KeyBank, and does not accept proxy‑voting authority for client securities.

To learn more about the advisors currently working at Southworth Investment Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.