A complete list of active advisors currently associated with Sovereign Asset Management

Warmer can help you find a great advisor at Sovereign Asset Management or one who fits your needs even better.

Sovereign Asset Management provides discretionary portfolio management and financial planning to high‑net‑worth and other individual clients as well as corporations and businesses. The firm oversees roughly $176 million in discretionary assets across about 350 client relationships and operates with two primary advisors. The firm’s investment approach emphasizes broadly diversified, systematically constructed portfolios using mutual funds, exchange‑traded funds and selected equities, with target asset allocations, periodic rebalancing and fundamental analysis informed by third‑party research such as Morningstar. Client work begins with an in‑depth fact‑finding process and industry software to align portfolios with each client’s risk tolerance and goals, and the firm may engage unaffiliated third‑party managers to implement strategies. What distinguishes the firm from many peers is that the principals are licensed to sell fixed insurance products and the firm earns commissions from those sales, a disclosed potential conflict alongside its fee‑based advisory business. Sovereign also uses direct billing (deducting advisory fees from custodian accounts), declines to accept proxy‑voting authority, and relies on third‑party custodial and technology services and vendor relationships that the firm discloses and monitors.

To learn more about the advisors currently working at Sovereign Asset Management, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.