Sovereign Capital LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sovereign Capital LLC provides discretionary and non‑discretionary portfolio management and IRA rollover advice to individual and high‑net‑worth clients, managing about $2.67 million in discretionary client assets for a very small client base. Services include tailored portfolio management and implementation of model portfolios from unaffiliated managers (for example, Vanguard) as part of its advisory offerings.
The firm’s investment process draws on fundamental and cyclical analysis, modern portfolio theory, and both long‑ and short‑term trading approaches, and it tailors allocations to each client’s objectives, risk tolerance, and written restrictions. Sovereign Capital also operates as a fiduciary for retirement accounts and obtains discretionary trading authority when agreed, while offering non‑discretionary arrangements when clients prefer to approve trades.
What distinguishes the firm from many peers is its explicit use and disclosure of derivatives and complex instruments — the brochure lists options, futures, structured notes, and other derivatives and describes option‑writing and margin risks that may be employed in client accounts. The firm’s custodial relationship with Interactive Brokers and its willingness to implement private placements and other less‑common instruments for individual accounts mark it as atypical among small independent advisers.
Client services
Expertise
Fee options
0.65% to 1.25% annually depending on assets, service complexity, and administration level
Account minimum: $250,000 minimum (may be waived at discretion) Fee-only: Annual portfolio management fees billed quarterly in arrears, ranging from 0.65% to 1.25% depending on assets and services
Main office
Fayetteville AR
Advisors at this office
1
Most active in
Arkansas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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