A complete list of active advisors currently associated with Sovereign Wealth Advisors LLC
Warmer can help you find a great advisor at Sovereign Wealth Advisors LLC or one who fits your needs even better.
Sovereign Wealth Advisors LLC provides investment advisory and financial planning services to individuals (including high‑net‑worth clients), trusts, retirement plans, and other entities. Services described in the brochure include ongoing Comprehensive Portfolio Management (wrap and non‑wrap), written financial plans and consulting, retirement plan consulting, educational seminars, and access to sponsored or platform‑based programs. The firm manages portfolios that may include ETFs, mutual funds, individual equities, and fixed‑income securities and uses a mix of analytical methods (fundamental, technical, cyclical) with account reviews at least quarterly; discretionary authority is used where clients grant it. SWA implements advice both directly and through multiple sponsored programs (for example, LPL’s OMP, PWP, MWP, MAS, and GWP) and may allocate assets to third‑party managers such as SEI, City National Rochdale, and AssetMark. Noteworthy for a multi‑team adviser, the brochure discloses that certain supervised persons are also registered representatives of LPL Financial and/or licensed insurance agents and may receive commissions, trails, or other transaction‑based compensation when acting in those capacities, and that the firm receives supervision‑related compensation in connection with some platform relationships—arrangements the firm discloses as potential conflicts of interest. SWA describes procedures to address those conflicts and reports managing roughly $625 million in regulatory assets across discretionary and non‑discretionary accounts.
To learn more about the advisors currently working at Sovereign Wealth Advisors LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
You can also browse Sovereign Wealth Advisors LLC's office locations.
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For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
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