Sovereign Wealth Office LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
0
Very LowAverage account size
—
About
The firm provides wealth management and financial planning to individuals, high‑net‑worth clients, charitable organizations, and corporate or business clients. Services include ongoing and project‑based financial planning, investment management for individual accounts, non‑trustee advice on trust assets, and advisory support for corporate treasury and cash‑management functions.
Investment work is tailored around an individual investment policy and target asset allocation, using a mix of passive and active strategies and a range of analytical approaches (fundamental, technical, cyclical, and charting). The firm may manage accounts on a discretionary or non‑discretionary basis, recommend or engage outside managers, and consider a broad set of instruments including stocks, bonds, mutual funds, ETFs, digital assets, and alternative investments.
Notably, the firm intends to provide portfolio management for pooled investment vehicles and for institutional clients (including corporate treasury work), services that are uncommon among independent solo advisers. The firm was formed in late 2025 and registered in 2026, reported no AUM as of February 3, 2026, operates on a fee‑only basis, and its sole principal holds the CFA charter and has prior portfolio management experience.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
ESG / Sustainable investing
Fee options
Project-Based Financial Planning fixed fees from $500 to $5,000.
$0 - $500,000: 1.00% $500,001 - $2,500,000: 0.90% $2,500,001 - $5,000,000: 0.75% $5,000,001+: 0.50%
Ongoing Financial Planning fixed monthly fees ranging from $100 to $1,000 (clients with AUM $500,000 or more get this service included in AUM fee at no extra charge).
Fee-only: Ongoing Financial Planning fixed fees ranging from $100 to $1,000 per month (monthly, paid in arrears). Project-Based Financial Planning fixed fees from $500 to $5,000. Initial fee for Ongoing Financial Planning up to $5,000 (project construction).
Main office location
Sovereign Wealth Office LLC
St. Augustine FL, United States
Number of offices
1
Most active in
Sovereign Wealth Office LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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