Sowa Financial Group
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sowa Financial Group provides investment advisory and financial planning services to individuals, high‑net‑worth clients, trusts, estates, charitable organizations and business entities. The firm reports managing about $517 million for roughly 572 clients and offers discretionary portfolio management, standalone financial planning, and retirement plan consulting, including access to Commonwealth’s PPS Select program.
The firm delivers personalized, primarily discretionary portfolio management tailored to client objectives and risk tolerances, with model allocations that range from income‑oriented to growth‑focused mandates. SFG describes a mix of fundamental and technical analysis, periodic portfolio reviews and client reporting, and includes an SFG newsletter as a recurring client communication.
Noteworthy details in the brochure that differentiate SFG from many peers include the firm’s regular distribution of its own newsletter as part of advisory services and its disclosure that advisors received post‑acquisition loans from LPL/Commonwealth that are forgiven over a multi‑year term, which the firm identifies as a potential conflict of interest. The brochure also emphasizes that essentially all reported assets are managed on a discretionary basis and that transactions are implemented through Commonwealth or Commonwealth programs, factors that can affect program choice and compensation arrangements.
Client services
Expertise
Fee options
Financial Planning Services flat fees generally range from $1,500 to $3,000
$0 - $250,000: 1.50% $250,000.01 - $500,000: 1.00% $500,000.01 - $750,000: 0.80% $750,000.01 - $1,000,000: 0.70% $1,000,000.01 - $1,500,000: 0.65% $1,500,000.01 - $2,000,000: 0.60% $2,000,000.01+: As agreed
Up to $500 per hour for Retirement Plan Consulting services
Account minimum: $250,000
Main office
24 Albion Road, Suite 340
Lincoln RI 02865
Advisors at this office
4
Most active in
Connecticut · Florida · Louisiana · Maine · Massachusetts · New Hampshire · New York · Rhode Island · Texas
Also doing business as
Sowa Financial Group · Sowa Financial Group Inc
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Steven B
Series 63
Lincoln, RI
Sowa Financial Group
Steven Beauvais is a financial advisor with Sowa Financial Group, holding a Series 63 designation and over 45 years of industry experience. He has worked at Sowa Financial Group since 2000 and at Commonwealth Equity Services since 1995. Outside of his advisory work, he owns Beauvais Pottery, a pottery business located in Smithfield, RI. Sowa Financial Group provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities. The firm manages approximately $517 million for around 572 clients, offering primarily discretionary portfolio management tailored to client objectives and risk tolerances.
Donna S
CFP®, Series 66
Lincoln, RI
Sowa Financial Group
Donna Sowa Allard is a CFP® with 19 years of industry experience, currently serving as a financial advisor at Sowa Financial Group in Lincoln, Rhode Island. She has been affiliated with CommonWealth Financial Network and Sowa Financial Group since 2006. Sowa Financial Group provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities. The firm manages approximately $517 million for around 572 clients, offering primarily discretionary portfolio management alongside standalone financial planning and retirement plan consulting.
Donald S
CFP®, Series 63, Series 65
Lincoln, RI
Sowa Financial Group
Donald Sowa is a CFP® with 38 years of industry experience and has been with Sowa Financial Group since 2000. He also maintains a long-standing association with Commonwealth Equity Services, Inc. Outside of his advisory role, he reads commercials on a radio program. Sowa Financial Group provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities. The firm manages approximately $517 million for about 572 clients, offering primarily discretionary portfolio management tailored to various client objectives and risk tolerances.
Nathan B
CFP®, Series 66
Lincoln, RI
Sowa Financial Group
Nathan Beauvais is a CFP® professional with 11 years of experience, currently serving at Sowa Financial Group since 2014. He holds a Series 66 license and has been associated with CommonWealth Financial Network over the same period. Outside of his advisory role, Beauvais is active as a freelance musician, performing and teaching music in the Rhode Island area. Sowa Financial Group provides investment advisory and financial planning services to individuals, high-net-worth clients, trusts, estates, charitable organizations, and business entities. The firm manages approximately $517 million for around 572 clients, offering discretionary portfolio management, standalone financial planning, and retirement plan consulting with access to Commonwealth’s PPS Select program.
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