Mission Viejo, CA Office

SP Asset Management provides discretionary portfolio management and offers one‑time or ongoing financial planning for high‑net‑worth individuals, retirement plans, trusts and business entities. The firm also advises and manages pooled investment vehicles, including private fund of funds investments focused on venture capital and private equity, and serves investors in those pooled vehicles alongside its individual clients.

The firm’s investment process is primarily discretionary and based on fundamental security analysis and asset allocation across equities, fixed income, ETFs, mutual funds, options and private equity, with the use of margin or short‑term trading only when authorized by the client. Financial planning is typically delivered to sophisticated clients and can include evaluation of alternative investments and implementation coordination, while private fund activities are governed by fund documents and include customary fund‑level fees and carried interest arrangements.

What is distinctive about the firm is the combination of substantial assets under management (about $1.9 billion) with a relatively small advisory team, resulting in high AUM per advisor, and steady involvement as adviser and manager to pooled investment vehicles — a configuration that is uncommon among peer team firms. These dual roles and related operational features (such as fund‑level carried interest, custody arrangements including standing transfer authorizations, and an affiliated insurance practice) introduce additional conflict‑of‑interest and governance considerations clients should review.