Spahn Wealth & Retirement LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides discretionary portfolio management primarily to individual and high‑net‑worth clients, delivering customized asset allocations and portfolio construction aimed at long‑term growth and income. It incorporates limited aspects of financial planning into its investment services but does not prepare standalone comprehensive financial plans.
Its investment approach blends Modern Portfolio Theory with fundamental analysis, pursuing diversified asset allocation with tactical drift and typically implementing strategies through common stocks, mutual funds, passively managed ETFs, and suitable fixed‑income holdings. The adviser operates with discretionary authority, aggregates household accounts for billing, may aggregate trades for execution, and uses an institutional custody platform (Charles Schwab Advisor Services) and related institutional support services.
Distinctive features include a single CFP‑designated adviser who serves as the firm’s sole investment advisor representative and chief compliance officer, managing approximately $181 million in discretionary assets across about 133 clients, which results in a relatively high assets‑per‑adviser profile for a small boutique. The firm has stopped recommending third‑party alternative investments (while some legacy positions remain), discloses the potential use of Bitcoin ETFs for suitable clients, and serves as an ERISA fiduciary for retirement accounts while leaving proxy‑voting decisions to clients.
Client services
Expertise
Fee options
$0 - $500,000: 1.50% annually $500,001 - $1,000,000: 1.25% annually $1,000,001 - $2,000,000: 1.00% annually $2,000,001+: 0.85% annually
Account minimum: $250,000
Main office
4310 North 75th Street
Scottsdale AZ 85251
Advisors at this office
1
Most active in
Arizona
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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