Sparrow Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sparrow Wealth Corporation provides discretionary investment management and financial planning services to individuals, including high-net-worth clients. The firm advises on a range of securities — stocks, bonds, mutual funds, ETFs, municipal and government securities — and offers both ongoing and project-based financial planning engagements.
The firm’s investment approach is grounded in modern portfolio theory and combines passive and active strategies, fundamental analysis, and mutual fund/ETF evaluation to build asset-allocation targets tailored to a client’s objectives and risk tolerance. Portfolios may incorporate socially responsible (ESG) screens on request, and the firm implements trades on an individual-account basis while accommodating reasonable, written client restrictions.
Distinctive features include its recent formation and small operating scale — a single-principal advisory structure that reported no assets under management or clients as of the last reporting date — and its use of an hourly billing option for project-based planning, a fee practice that is uncommon among peers in its category. The firm also requires clients to custody accounts with its recommended custodians and does not engage in block aggregation of trades for multiple accounts.
Client services
Expertise
Fee options
$0 - $2,500,000: 0.80% $2,500,001 - $5,000,000: 0.70% $5,000,001 - $10,000,000: 0.50% Above $10,000,000+: 0.25%
Project-Based Financial Planning: $300 per hour
Ongoing Financial Planning monthly fees: $350 - $450
Account minimum: $500,000 Minimum fee: Initial fee for ongoing financial planning: $1,500 - $2,500; Monthly recurring fee for ongoing financial planning: $350 - $450 Fee-only: Fee-only firm; no commissions or other sales-related compensation
Main office
Mamaroneck NY
Advisors at this office
1
Most active in
New York
Also doing business as
Sparrow Wealth · Sparrow Wealth Corporation · Sparrow Wealth Management
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through—whether you ultimately need an advisor or not. Warmer helps you compare advisors clearly, so you can choose with confidence.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Advisors are independent and may not have reviewed or updated this information. Please review an advisor’s Form ADV and do your own diligence before deciding whether to work with them.
Advisor matching and introductions are provided by FinanceHQ LLC (“FHQ”), a wholly-owned subsidiary of Warmer and an SEC-registered investment advisor. We receive compensation from certain participating advisors for introductions or referrals. This creates a conflict of interest because we have an incentive to recommend advisors who compensate us, including those who pay us more. You pay no fee to use our matching service, and advisor fees are not increased because of a referral or introduction. We do not review the ongoing performance of advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
By using our service, you agree to our Terms of Service and Advisory Agreement, and acknowledge our Privacy Policy. Please review FHQ’s ADV Part 2A and Form CRS. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. (“Warmer”)