Spaulding Greene Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm provides investment advice and asset management primarily to individual clients, trusts, and estates, including high-net-worth clients. It manages a small number of discretionary accounts — collectively about $7.1 million in assets for six clients — and focuses on personalized portfolio management for individuals.
The firm pursues a conservative, tax-conscious approach using individual equities, mutual funds, and ETFs, avoiding active options trading and market timing and generally trading infrequently. Investment plans are tailored to each client’s risk tolerance and time horizon, accounts are managed on a discretionary basis, and reviews are performed at least quarterly with regular account statements provided.
Noteworthy aspects include the firm’s very small scale with a single primary portfolio manager overseeing all investment decisions and a policy that clients use the firm’s recommended custodian in order to be managed. The brochure also discloses an owner’s outside activity as an independent real estate salesperson (with stated limits on client referrals) and details the custodial products and services the firm receives from its recommended custodian.
Client services
Expertise
Fee options
1% per year of assets under management, billed quarterly
Account minimum: $250,000
Main office
Buffalo NY
Advisors at this office
1
Most active in
New York
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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