A complete list of active advisors currently associated with Spectrum Investment Advisors, Inc.

Warmer can help you find a great advisor at Spectrum Investment Advisors, Inc. or one who fits your needs even better.

Spectrum Investment Advisors (SIA) serves institutional retirement-plan sponsors (including 401(k) and profit‑sharing plans) as well as individuals, trusts, estates and other entities, providing plan consulting, pooled-employer plan services, wealth management, investment consulting and standalone financial planning. Like many multi-team advisers, SIA offers portfolio management for individuals and financial planning and typically charges fees based on assets under management. SIA’s work with plan sponsors emphasizes written investment policy formation, periodic monitoring and, when engaged, 3(38) discretionary investment authority; it provides quarterly and semi‑annual reporting and uses its Spectrum Investor® Fund Monitoring Scorecard™ to review investment lineups and performance. For wealth management, SIA generally constructs portfolios of no‑load mutual funds and ETFs (and may use alternatives or external managers), employs a patented color‑coded cyclical system in its analysis, and discloses current use of AI tools governed by an Artificial Intelligence Committee and an AI policy requiring human oversight. Distinctive items in the brochure include the Spectrum Pathway Pooled Employer Plan (PEP) with Ascensus as the pooled plan provider overseen by SIA, a proprietary wealth management account that may participate alongside client block trades, and disclosed referral and reimbursement arrangements with promoters and record‑keepers. The brochure also discloses the firm’s use of testimonials in advertising and notes that senior management combines multiple roles (including the Chief Compliance Officer also serving as Chief Investment Officer and principal owner), with committees and policies in place to address related conflicts of interest.

To learn more about the advisors currently working at Spectrum Investment Advisors, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.