Spectrum Strategic Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$248,709,632
Clients
280
Advisors
4
across 2 offices
About
Spectrum Strategic Capital Management, LLC serves individual and high‑net‑worth clients, as well as retirement plans, charitable organizations and business entities, offering financial planning, portfolio construction and discretionary investment management. The firm also provides retirement-plan advisory services (as a 3(21) or 3(38) adviser) and standalone financial planning or modular financial profiles.
The firm implements IPS-driven portfolios across three main strategies: a customized Investment Management Services Strategy, an Enhanced Index Strategy that relies on diversified ETFs, and an Unconstrained Alpha+ Strategy intended for qualified investors. The brochure discloses that managed accounts may use margin (borrowing), derivatives (options and short sales), cryptocurrency ETFs and other alternative investments, and that the Unconstrained Alpha+ strategy is highly speculative, custodied at a separate broker, subject to minimums and limited quarterly redemptions.
Spectrum’s disclosure highlights several features that are less common among peers: principals have an ownership interest in an affiliated insurance agency and several advisory representatives are licensed insurance agents who receive commissions, and one principal operates a separate CPA practice. The firm also describes its dual‑custodian arrangement (Fidelity for most accounts, Interactive Brokers for the Alpha+ strategy), calls out conflicts tied to margin use and insurance commissions and indicates the use of hypothetical or model performance in marketing materials, with these arrangements and related disclosures documented in the brochure.
Client services
Expertise
Fee options
Fixed fees are available as agreed upon with the client for financial planning services
$250,000 - $1,000,000: 1.10% annually $1,000,001 - $2,000,000: 1.00% annually $2,000,001 - $3,500,000: 0.80% annually $3,500,001 - $5,000,000: 0.75% annually $5,000,001+: 0.65% annually
Commissions earned by advisory representatives on insurance products sold through affiliated and unaffiliated insurance companies
Hourly rates range from $100 to $425 per hour depending on staff or partner for financial planning services
Account minimum: $20,000 Fee-only: Hourly fees from $100 to $425 per hour depending on staff or partner; also fixed fees as agreed with client for financial planning services
Main office
See office2055 NW Grant Ave
Corvallis OR 97330-1905
Advisors at this office
3
Offices (2)
Most active in
Arizona · California · Illinois · Oregon · Pennsylvania · Texas · Washington
Also doing business as
Spectrum Strategic Capital Management, LLC · Spectrum Wealthcare, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
Advisors at this firm
Greg B
CFP®, CFA®, Series 63, Series 66
Corvallis, OR
Spectrum Strategic Capital Management, LLC
Greg Bachman is a CFP® and CFA® with 28 years of experience in financial services. He has been with Spectrum Strategic Capital Management, LLC since 2016 and has prior experience at Purshe Kaplan Sterling Investments. Bachman serves as a volunteer board member and finance committee member for Lumina Hospice and Palliative Care. Spectrum Strategic Capital Management serves individual and high-net-worth clients, retirement plans, charitable organizations, and business entities. The firm offers financial planning, portfolio construction, discretionary investment management, and retirement-plan advisory services, utilizing IPS-driven portfolios across customized, enhanced index, and unconstrained strategies.
Carolyn P
Series 63, Series 65
Lake Oswego, OR
Spectrum Strategic Capital Management, LLC
Carolyn Pentland is a financial advisor at Spectrum Strategic Capital Management, LLC with 18 years of industry experience. She holds Series 63 and Series 65 designations and has been with Spectrum since 2015. Spectrum Strategic Capital Management, LLC serves individual and high-net-worth clients, retirement plans, charitable organizations, and business entities. The firm offers financial planning, portfolio construction, and discretionary investment management, utilizing IPS-driven portfolios across customized, enhanced index, and unconstrained alpha strategies.
Benjamin M
Series 66
Corvallis, OR
Spectrum Strategic Capital Management, LLC
Benjamin Meeker is a financial advisor at Spectrum Strategic Capital Management, LLC with 25 years of industry experience. He holds a Series 66 designation and also operates a CPA tax and accounting practice as the sole owner of Scott Meeker CPA PC. Meeker has worked at Spectrum Strategic Capital Management since 2008 and has been involved in multiple related business activities including an insurance agency. Spectrum Strategic Capital Management serves individual and high-net-worth clients, retirement plans, charitable organizations, and business entities by offering financial planning, portfolio construction, and discretionary investment management. The firm employs IPS-driven portfolios with strategies ranging from customized investment management to enhanced indexing and a speculative alpha strategy for qualified investors.
Aaron R
Series 65
Corvallis, OR
Spectrum Strategic Capital Management, LLC
Aaron Rivers is a financial advisor at Spectrum Strategic Capital Management, LLC with two years of industry experience. He holds a Series 65 credential and previously worked at Stover, Neyhart, Yee & Co. from 2022 to 2024. Spectrum Strategic Capital Management serves individual and high-net-worth clients, retirement plans, charitable organizations, and businesses, offering financial planning, portfolio construction, and discretionary investment management through IPS-driven strategies.
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