Spectrum Wealth Advisory Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$417,595,187
Clients
646
Advisors
3
of 5 employees
About
Spectrum Wealth Advisory Group serves individuals (including high‑net‑worth clients), trusts, pension and profit‑sharing plans, and business entities, providing asset management, comprehensive portfolio management, financial planning, and retirement plan consulting. The firm reports discretionary management of roughly $445 million for about 646 client relationships and operates with a three‑person advisory team.
Portfolios are constructed from individual stocks, bonds, ETFs, options, mutual funds and other public and private securities, with ongoing monitoring, rebalancing and use of asset‑allocation, sector, fundamental, quantitative and qualitative analysis. The firm engages third‑party sub‑advisors and offers clients access to LPL‑sponsored programs (including Manager Access Select and Optimum Market Portfolios) and manages both wrap and non‑wrap accounts on an individualized basis.
Noteworthy aspects include sponsorship of a wrap fee program and disclosure of work with structured notes, alternative investments and digital assets, topics that can raise additional custody, liquidity and valuation considerations. The brochure also discloses that certain advisers are dually registered with LPL and hold insurance licenses, creating potential conflicts of interest the firm addresses through its fiduciary obligations, code of ethics and disclosure practices.
Client services
Expertise
Fee options
Flat fees ranging from $1,500 to $100,000 for financial planning and consulting
$0+: up to 1.75% annually for Asset Management $0+: up to 2.25% annually for Comprehensive Portfolio Management
Commissions received by dually registered representatives for commissionable securities sales through LPL Financial
Up to $500/hour for financial planning and consulting
Fee-only: Hourly fees up to $500/hour; Flat fees from $1,500 to $100,000 for Financial Planning & Consulting services
Main office
5925 Granite Lake Drive, Suite 130
Granite Bay CA 95746
Advisors at this office
3
Most active in
Arizona · California · Colorado · Florida · Idaho · Nevada · Tennessee · Texas · Washington
Also doing business as
Spectrum Wealth Advisors · Spectrum Wealth Advisory Group, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Kenneth C
ChFC®, Series 63, Series 66
Granite Bay, CA
Spectrum Wealth Advisory Group, LLC
Kenneth Christie is a financial advisor at Spectrum Wealth Advisory Group, LLC with 34 years of industry experience. He holds the ChFC® designation along with Series 63 and Series 66 licenses. Prior to joining Spectrum Wealth Advisory Group in 2018, Mr. Christie worked at The Wealth Consulting Group and LPL Financial. He is also a board member of Rutherford Capital, Inc. Spectrum Wealth Advisory Group serves individuals, trusts, pension and profit-sharing plans, and business entities, providing asset management, comprehensive portfolio management, financial planning, and retirement plan consulting. The firm manages approximately $445 million across roughly 646 client relationships using a diversified investment approach that includes individual securities, ETFs, mutual funds, and alternative investments, with ongoing monitoring and use of third-party sub-advisors.
Konner C
CFP®, Series 66
Granite Bay, CA
Spectrum Wealth Advisory Group, LLC
Konner Christie is a CERTIFIED FINANCIAL PLANNER™ professional with six years of industry experience. He is currently with Spectrum Wealth Advisory Group, LLC and previously held roles at LPL Financial, Goldman Sachs & Co. LLC, and The Ayco Company, L.P./Mercer Allied. Spectrum Wealth Advisory Group serves individuals—including high-net-worth clients—trusts, pension and profit-sharing plans, and business entities by providing asset management, comprehensive portfolio management, financial planning, and retirement plan consulting. The firm manages approximately $445 million in discretionary assets across roughly 646 client relationships.
Michael T
ChFC®, Series 66
Granite Bay, CA
Spectrum Wealth Advisory Group, LLC
Michael Thompson is a ChFC® credentialed advisor with 12 years of industry experience. He has worked at Spectrum Wealth Advisory Group, LLC since 2018 and has prior experience with The Wealth Consulting Group and LPL Financial. Thompson is also a licensed fixed life insurance agent. Spectrum Wealth Advisory Group serves individuals, trusts, pension and profit-sharing plans, and business entities with asset management, financial planning, and retirement consulting. The firm manages approximately $445 million across 646 client relationships using a range of securities and employs both proprietary and third-party strategies, including access to LPL-sponsored programs.
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