Spectrum Wealth Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Spectrum Wealth Management provides discretionary and non-discretionary investment management, comprehensive financial planning, and retirement-plan advisory services (including limited-scope ERISA 3(21) engagements) to individuals, families, trusts, estates, businesses, and qualified retirement plans. The firm also arranges for and coordinates third‑party managers when appropriate and serves as a liaison between clients and those managers.
Investment programs emphasize diversified portfolios implemented using mutual funds, exchange‑traded funds, individual equities and fixed income in a manner consistent with modern portfolio principles, with at least annual reviews and rebalancing as warranted. The firm combines traditional financial planning and participant education for retirement plans with a coaching-oriented client engagement (the firm’s principal holds a Certified Professional Coach credential) to support goal-setting and behavioral aspects of planning.
Spectrum reports approximately $96.5 million in assets under management and serves 224 clients, a client load that is high relative to peers in its category and may influence how services are delivered. The firm discloses referral and fee‑sharing arrangements with third‑party managers—receiving ongoing portions of TPM fees while monitoring those managers—and provides ERISA 3(21) services that exclude certain illiquid or employer‑sponsored assets.
Client services
Expertise
Fee options
$500 to $10,000 based on complexity for financial planning, billed 50% in advance and balance upon plan delivery
$0 - $500,000: 1.00% annually $500,001 - $1,000,000: 0.50% annually $1,000,001 - $4,000,000: 0.40% annually $4,000,001+: 0.25% annually
Main office
Meredith CO
Advisors at this office
1
Most active in
Colorado · Maryland · Pennsylvania · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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