Spelts Wealth Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$74,588,908
Clients
181
Advisors
1
of 2 employees
About
Spelts Wealth Management provides investment advisory services to individuals, high net worth clients, trusts, corporations and retirement plans, including pension and profit-sharing plans. The firm operates an individualized Wrap Asset Management program and offers ERISA plan services, acting as either a limited-scope 3(21) advisor or, in some engagements, as a discretionary 3(38) investment manager.
The firm describes its practice as fiduciary-focused, using client information and an investment policy statement to guide portfolio construction and periodic reviews. Its investment approach combines multiple analysis methods (point & figure, charting, fundamental, technical and cyclical) and a wide set of strategies — from long-term holdings to active trading, option writing, short sales, margin use and allocations to alternatives and structured notes — with cash balances typically held conservatively.
Distinctive features noted in the brochure include sponsorship of a wrap fee program and the provision of pension consulting and institutional portfolio management services, including discretionary oversight of plan investment menus, offerings that are less common among independent advisers. The firm’s principal also maintains an academic role as an adjunct professor and holds advanced business credentials, which the brochure cites as part of its advisory background.
Client services
Expertise
Occupation focus
Fee options
1% annually
Account minimum: $250,000
Main office
901 Bruce Road, Suite 160
Chico CA 95928
Advisors at this office
1
Most active in
California · Idaho · Nebraska · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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