A complete list of active advisors currently associated with Spencer Financial Advisors
Warmer can help you find a great advisor at Spencer Financial Advisors or one who fits your needs even better.
Spencer Financial Advisors provides portfolio management to individual and high‑net‑worth clients and prepares an Investment Policy Statement for each account. The firm advises on asset allocation, security selection and ongoing monitoring across mutual funds, equities, ETFs, fixed‑income securities and options. The firm employs fundamental analysis and implements both long‑term and short‑term trading strategies, including the use of margin and various options strategies when appropriate. While the adviser requests discretionary authority, the brochure shows approximately $13 million managed on a non‑discretionary basis versus about $2 million discretionary, so most assets are managed with client approval of transactions. Noteworthy for an independent adviser, Spencer Financial Advisors maintains an unusually high proportion of non‑discretionary assets, which means clients typically retain final approval of trades more often than is typical for peers. The firm also does not participate in wrap fee programs, does not accept performance‑based fees, and reports that it does not aggregate block trades for multiple client accounts, which can affect execution and transaction timing relative to many peers.
To learn more about the advisors currently working at Spencer Financial Advisors, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Plymouth, MN
| 8
|
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