A complete list of active advisors currently associated with Spencer Hawkins Investment Adviser, LLC

Warmer can help you find a great advisor at Spencer Hawkins Investment Adviser, LLC or one who fits your needs even better.

Spencer Hawkins Investment Adviser, LLC is a small advisory practice managing roughly $3.16 million for about 15 clients, focusing on individuals, families, business owners, and employer-sponsored retirement plans. The firm offers comprehensive financial planning, ongoing investment management, retirement-plan consulting (including fiduciary due diligence), and insurance analysis and placement when clients consent. The firm presents written investment policy statements and tailors asset allocation to client objectives, using a mix of fundamental, technical, and cyclical analysis while generally favoring passive, cost- and tax-aware strategies. Although it can manage accounts on a discretionary basis, the firm’s regulatory filings indicate the bulk of assets are managed non-discretionarily and trades typically require client approval under those arrangements. Notable differences from many peers include an affiliated insurance agency: the adviser is a licensed insurance agent and may offer insurance products for additional commission with client consent, a relationship the brochure discloses and documents to address conflicts of interest. The firm also documents retirement-plan services (including potential 3(21) or 3(38) roles, participant education, and vendor research) and states it may, when appropriate, employ more active tools such as margin, short positions, and options in client portfolios.

To learn more about the advisors currently working at Spencer Hawkins Investment Adviser, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.