A complete list of active advisors currently associated with Spencer Smith Asset Management, Inc.

Warmer can help you find a great advisor at Spencer Smith Asset Management, Inc. or one who fits your needs even better.

Spencer Smith Asset Management is a fee‑only registered investment adviser that serves individuals and a variety of organizational clients, including family offices, foundations, corporations, trusts, and retirement plan sponsors. The firm offers both discretionary and non‑discretionary portfolio management as well as standalone investment consulting engagements. Portfolios are guided by an Investment Policy Statement and constructed using model allocations that draw on modern portfolio theory and tactical asset‑allocation techniques, with diversification across equities, fixed income, mutual funds and ETFs. Depending on client risk tolerance, the firm may also recommend alternative or higher‑risk vehicles (for example, leveraged index funds, closed‑end funds, derivatives or private placements) and conducts periodic reviews and rebalancing under discretionary trading authority. What is distinctive for a firm of this size is an explicit focus on pension and profit‑sharing plan clients and ERISA‑related accounts, a client type that is uncommon among independent advisers. The firm also makes separate hourly investment consulting available apart from managed accounts and discloses its custodial relationship with a major broker‑dealer (including the resulting economic benefits and potential rollover conflicts), which may be relevant for clients evaluating plan rollovers or institutional plan oversight.

To learn more about the advisors currently working at Spencer Smith Asset Management, Inc., click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.