Spiegelman Wealth Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Spiegelman Wealth Management, Inc. provides personalized investment management and financial planning to individuals, trusts, foundations, retirement plans, and corporations. The firm serves clients through discretionary portfolio management and also offers standalone financial planning when requested.
Portfolios are managed using a mix of mutual funds, exchange-traded funds, individual stocks and bonds, with investment selections informed primarily by fundamental analysis and client-specific asset allocation guidelines. Account custody is handled through custodians such as Fidelity and Charles Schwab, and fees are generally debited from client accounts under client authorization; clients engaging the firm typically execute a limited power of attorney for discretionary management.
Noteworthy aspects include the firm’s scale relative to its team: as of December 31, 2025 it reported $442,974,405 in regulatory assets under management across 183 client relationships for a three-advisor team, and the firm was registered in July 2025 and added Charles Schwab as a custodian during the most recent filing period. Spiegelman also sponsors a wrap-fee program—a arrangement held by a minority of peers—and does not accept authority to vote client proxies, leaving proxy voting to clients.
Client services
Expertise
Fee options
$0 - $250,000: 1.35% $250,000 - $500,000: 1.25% $500,000 - $1,000,000: 1.10% $1,000,000 - $3,000,000: 0.95% $3,000,000 - $6,000,000: 0.70% $6,000,000 - $11,000,000: 0.55% $11,000,000+: 0.45%
Fee-only: Fees are negotiable within the stated tiered ranges and no commissions are charged.
Main office
1212 Broadway Plaza Suite 2100 #54.
Walnut Creek CA 94596
Advisors at this office
3
Most active in
California
Also doing business as
Lafayette Wealth Management LLC · Spiegelman Wealth Management LLC · Spiegelman Wealth Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Julie B
Series 63, Series 66
Walnut Creek, CA
Spiegelman Wealth Management, Inc.
Julie Brim is a financial advisor at Spiegelman Wealth Management, Inc. in Walnut Creek, CA, with 24 years of industry experience. She holds the Series 63 and Series 66 credentials and has previously worked at Commonwealth Financial Network and Northwestern Mutual in various capacities over a combined 18 years. Spiegelman Wealth Management, Inc. provides personalized investment management and financial planning services to individuals, trusts, foundations, retirement plans, and corporations. The firm employs fundamental analysis and client-specific asset allocation guidelines across a mix of mutual funds, ETFs, individual stocks, and bonds.
Adam S
CFP®, Series 63, Series 66
Walnut Creek, CA
Spiegelman Wealth Management, Inc.
Adam Spiegelman is a CFP® with 25 years of experience in the financial services industry. He is a principal at Spiegelman Wealth Management, Inc. and has prior experience at Commonwealth Financial Network and Northwestern Mutual in various roles spanning over a decade. Spiegelman Wealth Management, Inc. provides personalized investment management and financial planning services to individuals, trusts, foundations, retirement plans, and corporations. The firm manages portfolios using mutual funds, ETFs, stocks, and bonds based on fundamental analysis and client-specific asset allocation.
Arabelle Rachel R
Series 66
Walnut Creek, CA
Spiegelman Wealth Management, Inc.
Arabelle Rachel Restauro is a financial advisor at Spiegelman Wealth Management, Inc. in Walnut Creek, CA, holding a Series 66 designation with 19 years of industry experience. Her prior roles include positions at Commonwealth Financial Network, Adam Spiegelman, and Northwestern Mutual Wealth Management Company. Spiegelman Wealth Management, Inc. offers personalized investment management and financial planning to individuals, trusts, foundations, retirement plans, and corporations. The firm uses a combination of mutual funds, ETFs, individual stocks, and bonds guided by fundamental analysis and client-specific asset allocation.
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