Spiehs Wealth Management, Inc.

The firm provides discretionary asset management and hourly financial planning to a mix of individuals, high-net-worth clients, trusts, business owners and estates. It reports approximately $32 million in discretionary assets under management and does not impose a formal account minimum; its fee model and retail portfolio management services align with common practices among independent advisers.

The firm’s investment process combines fundamental and technical analysis, charting and modern portfolio theory to build client portfolios, and it operates with discretionary trading authority and periodic (typically quarterly) reviews. It may engage sub‑advisors to implement model strategies and requires clients to custody assets with a major institutional custodian, which the firm says supports trade execution, reporting and back‑office services.

A few features distinguish the firm from many peers: it serves an unusually large number of clients for the size of its advisory team, which implies many smaller accounts and a higher client-to-adviser workload than is typical. The brochure also discloses that the firm’s principal is a licensed insurance agent (spending a notable portion of time selling insurance and Medicare supplement products and receiving commissions) and that the principal was discharged from a prior firm in 2023 for selling an unapproved, non‑registered security; both items are disclosed as potential conflicts or disclosure events with described mitigation steps.