Spinnaker Asset Management Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Spinnaker Asset Management provides financial planning, consulting, and portfolio management primarily for individual and high-net-worth clients. The firm offers both individualized discretionary management and model-based portfolio services alongside standalone or ongoing financial planning engagements.
Investment strategy centers on a core-plus-satellite model approach with roughly thirty-nine model allocations; core exposure is primarily ETF-based (approximately 70% of allocations, with Invesco and WisdomTree among core providers) while the remaining satellite positions are selected from a recommended securities list using fundamental and technical analysis. Advisors use a client questionnaire and an investment policy to match model volatility to client objectives, and accounts are typically reviewed at least quarterly.
A distinctive operational feature is that certain supervised persons are licensed insurance agents and the firm sells insurance products for commissions, which may be recommended as part of planning — some personnel are also registered representatives of unaffiliated broker-dealers and one employee is registered with PKSI for life and health insurance. The firm additionally offers a secure electronic planning portal that links client financial data and documents to completed plans, which supports implementation and ongoing access.
Client services
Expertise
Fee options
Financial Planning Fees: Clients Basic Plan $750 - $1,500; Comprehensive Plan $1,500 - $6,000; Non-Client Basic Plan $1,500 - $3,000; Comprehensive Plan $3,000 - $10,000
$0 - $250,000: 1.50% $250,001 - $2,000,000: 1.00% $2,000,001+: 0.90%
$400 per hour
Main office
250 A Centerville Road, Suite 2
Warwick RI 02886
Advisors at this office
3
Most active in
Florida · Massachusetts · New Hampshire · Rhode Island
Also doing business as
Spinnaker Asset Management Inc · Spinnaker Asset Management Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Lisa P
CFP®, Series 63, Series 66
Warwick, RI
Spinnaker Asset Management Inc.
Lisa Picillo is a CFP® with 17 years of industry experience, currently serving as a financial advisor at Spinnaker Asset Management Inc. She has worked at Purshe Kaplan Sterling Investments, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and National Financial Services, LLC. Picillo is also the owner of Picillo Advisors LLC, a holding company. Spinnaker Asset Management is a state-registered advisory firm managing approximately $38.7 million for around 178 clients. The firm serves individual and high-net-worth clients using a core-and-satellite investment approach with model portfolios primarily implemented through ETFs and supplemented by selected satellite securities.
Sarah S
Series 63, Series 65
Warwick, RI
Spinnaker Asset Management Inc.
Sarah Szabo is a financial advisor with Spinnaker Asset Management Inc. She holds Series 63 and Series 65 credentials and has six years of industry experience. Her prior work includes roles at Eagle Strategies LLC, Nylife Securities LLC, and New York Life Insurance Company. Outside of finance, she serves as the president of South County Youth Lacrosse and is the managing director of the business networking group eWomenNetwork. Spinnaker Asset Management is a state-registered advisory firm managing approximately $38.7 million for individual and high-net-worth clients. The firm employs a core-and-satellite investment approach using model portfolios primarily composed of Invesco and WisdomTree ETFs, combined with satellite securities selected through fundamental and technical analysis.
Ronald K
Series 63, Series 65
Warwick, RI
Spinnaker Asset Management Inc.
Ronald Kent Jr. is a financial advisor at Spinnaker Asset Management Inc. with 24 years of industry experience. He has been with Spinnaker since 2008 and holds Series 63 and Series 65 designations. Spinnaker Asset Management is a state-registered advisory firm managing approximately $38.7 million for around 178 clients. The firm serves individual and high-net-worth clients using a core-and-satellite investment approach with a mix of ETFs and selected securities, offering financial planning, consulting, and portfolio management services.
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