Spirit West Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Spirit West Advisors, LLC is a fee‑based investment adviser that provides discretionary portfolio management and periodic financial planning to individual and high‑net‑worth clients. The firm reports approximately $111.1 million in discretionary assets under management across roughly 566 client accounts and generally requires a $100,000 household investable‑assets minimum while retaining the discretion to accept smaller accounts.
The firm’s investment process uses fundamental analysis and modern portfolio theory to construct and monitor client portfolios, operating under discretionary trading authority and placing trades through Charles Schwab as custodian; clients receive quarterly statements and periodic reviews. Investment objectives, risk tolerance, and client‑imposed restrictions are documented in Investment Policy Statements or similar forms, and the firm typically leaves proxy voting to clients unless assistance is requested.
What is noteworthy about the firm relative to peers is its scale as a solo adviser: one registered advisor with no additional staff serves an unusually large client base for an independent practice. The firm’s managing member also maintains an affiliated insurance business and spends a substantial portion of time on that activity; the brochure discloses this affiliation, the potential conflict of interest from insurance commissions, and the firm’s procedures for mitigation and client choice when insurance recommendations are made.
Client services
Expertise
Fee options
$0 - $1,000,000: 1.55% annually $1,000,001 - $2,000,000: 1.35% annually $2,000,001+: 1.15% annually
Account minimum: $100,000 Fee-only: Fee-based financial planning and investment management; fees billed quarterly in advance, negotiable.
Main office
5011 N. Granite Reef Road
Scottsdale AZ 85250
Advisors at this office
1
Most active in
Arizona · Colorado · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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