Spivak Asset Management, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Spivak Asset Management provides discretionary portfolio management and investment advice to individuals, trusts, estates, charitable organizations, pension and profit‑sharing plans, and other business entities, with a client base that generally includes high‑net‑worth households. The firm operates as a fee‑only investment adviser and delivers ongoing portfolio management tailored to each client's objectives.
Investment programs emphasize diversified, asset‑allocation portfolios implemented largely with no‑load mutual funds and exchange‑traded funds selected for low expense ratios and tax efficiency; portfolios are managed on a discretionary basis with periodic (typically quarterly) reviews and communication. The firm recommends independent custodians and places trades under a limited trading authorization, while not acting as custodian and not accepting commissions or performance‑based fees.
Compared with peers in the supported category, the firm is notable for its scale relative to staff: a single managing member/owner oversees several hundred million dollars in client assets across roughly 60–65 accounts, a concentration that is uncommon among similar firms. The adviser also has a long operating history with prior institutional and hedge fund experience, maintains formal compliance and personal trading reviews, and generally leaves proxy voting to clients while providing guidance on request.
Client services
Expertise
Fee options
$0 - $1,000,000: greater than 1% (exact rate quoted based on account size and nature) $1,000,000+: 1% annually or potentially less for larger accounts as fees may be negotiated
Account minimum: $1,000,000 Fee-only: Fee-only investment management with no commissions or other compensation received
Main office
172 West Main Street
Avon CT 06001
Advisors at this office
1
Most active in
Connecticut · Florida · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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