Spotlight Investment LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
The firm serves individual clients with comprehensive financial planning and consulting and provides non-discretionary portfolio management. Financial planning topics documented in the brochure include retirement, succession, education, legacy, tax, insurance, cash flow and business exit planning, and clients may impose investment restrictions on their accounts.
The firm’s investment process combines fundamental analysis with portfolio construction techniques such as Modern Portfolio Theory, factor investing and risk‑parity, and it uses backtesting and Monte Carlo simulation as inputs. Asset management is delivered on a non‑discretionary basis—transactions require prior client approval—and the firm may utilize margin, options and other derivatives strategies in client accounts where appropriate.
Compared with many solo independent advisers, the firm’s explicit use of borrowing and derivatives in managed accounts alongside a primarily non‑discretionary model is atypical; the brochure also notes the firm is not registered as a commodity pool operator or commodity trading advisor. The principal maintains a separate engineering contracting business and the firm documents periodic (quarterly) account reviews and client‑tailored financial plans.
Client services
Expertise
Fee options
Financial planning fees range from $2,000 to $8,000
0.40% annually
$200 per hour (used for pro-rata calculation of financial planning fees)
Account minimum: $100,000.00 (minimum can be waived)
Main office
Boston MA
Advisors at this office
1
Most active in
Florida · Massachusetts
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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