Spreng Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$292,308,922
Clients
927
Advisors
3
of 4 employees
About
Spreng Capital Management is a registered investment adviser that provides investment supervisory services and limited-scope financial planning to individuals, trusts, business entities and qualified retirement plans. The firm reports about $300 million in discretionary assets under management across a three-advisor team and serves roughly 927 client relationships, producing a notably high client-to-advisor ratio.
The firm operates as a fiduciary and emphasizes strategic asset allocation and long-term, buy-and-hold portfolios constructed primarily with equities, mutual funds and ETFs; clients choose growth, income or blended objectives that the firm implements, often on a discretionary basis. Reviews and reporting are provided on a regular schedule (including quarterly statements and account inquiries), trades are executed under each client account rather than through aggregated block trades, and the firm provides IRA rollover analysis while disclosing the potential conflict when rollovers would place assets under its management.
Compared with many peers, Spreng Capital maintains an affiliation with an independent certified public accounting practice that shares personnel and office resources, generates reciprocal referrals, and offers tax-related services to clients—a relationship the firm discloses as a potential conflict of interest. The firm also leans on institutional custody and operational procedures to support its relatively large client load per advisor and offers focused, hourly financial planning engagements rather than comprehensive multi-year planning packages.
Client services
Expertise
Fee options
$0 - $2,000,000: 1.00% annually $2,000,001 - $5,000,000: 0.55% annually $5,000,001+: 0.25% annually
$250 per hour for financial planning services
Main office
201 South Sandusky Avenue
Bucyrus OH 44820
Advisors at this office
3
Most active in
Florida · Illinois · Michigan · North Carolina · Ohio · Texas · Virginia · Wisconsin
Also doing business as
Spreng & Pigman Financial · Spreng & Pigman Financial Advisory Group, Inc. · Spreng Capital Management, Inc · Spreng Capital Management, Inc.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Thomas B
Series 63
Bucyrus, OH
Spreng Capital Management, Inc.
Thomas Brown is a financial advisor at Spreng Capital Management, Inc. with 19 years of industry experience. He holds a Series 63 designation and has been with Spreng Capital Management since 2010. Brown is also the owner of Thomas Brown Accounting, a CPA practice he has managed since 2001. Spreng Capital Management provides investment supervisory services and limited-scope financial planning to individuals, trusts, business entities, and qualified retirement plans. The firm manages approximately $300 million in discretionary assets across a three-advisor team, focusing on strategic asset allocation and long-term, buy-and-hold portfolios tailored to client objectives.
James S
Series 63, Series 65
Bucyrus, OH
Spreng Capital Management, Inc.
James Spreng is a financial advisor with Spreng Capital Management, Inc. He holds Series 63 and Series 65 licenses and has 27 years of industry experience, including 16 years at his current firm. Spreng Capital Management is a registered investment adviser that serves individuals, trusts, business entities, and qualified retirement plans. The firm manages approximately $300 million in discretionary assets for roughly 927 client relationships, focusing on strategic asset allocation and long-term, buy-and-hold portfolios primarily composed of equities, mutual funds, and ETFs.
Anne S
Series 65
Bucyrus, OH
Spreng Capital Management, Inc.
Anne Spreng Cole is a Series 65-licensed financial advisor with Spreng Capital Management, Inc. She has 17 years of prior experience at Park National Bank and has been with Spreng Capital since 2023. Outside of her advisory role, she is the sole owner of several non-investment farming and real estate businesses. Spreng Capital Management provides investment supervisory services and limited-scope financial planning to individuals, trusts, business entities, and qualified retirement plans. The firm manages approximately $300 million in discretionary assets across a three-advisor team and emphasizes strategic asset allocation with long-term, buy-and-hold portfolios tailored to clients' growth, income, or blended objectives.
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