Sprincz Advisory Group, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Sprincz Advisory Group primarily provides investment management and financial planning to individual clients, offering both discretionary and non‑discretionary portfolio management as well as access to third‑party money managers, model marketplaces, and wrap programs. Services include ongoing portfolio monitoring, retirement and college planning, and liaison support when clients are placed with external strategists or TPMs.
The firm combines fundamental, technical, and charting analysis to construct long‑ and short‑term strategies and implements portfolios directly or by subscribing to model strategies on platforms such as Orion and Altruist. On some client accounts it uses derivatives‑based overlays—most notably an options overlay strategy (TwoFish Put Income) that purchases uncovered put options—alongside traditional mutual fund and ETF allocations.
Distinctive features disclosed in the brochure include an affiliated insurance business operated by the firm’s principal, through which insurance products are offered and commissions may be received, and explicit incentive and referral arrangements with certain third‑party managers and wrap sponsors. The firm also participates in custodial and vendor educational conferences and training, a vendor‑supported educational emphasis and manager‑incentive structure that is less common among independent advisors.
Client services
Expertise
Fee options
$150 - $1,000 (negotiable)
$0 - $500,000: 1.00% $500,000.01 - $750,000: 0.75% $750,000.01 - $1,000,000: 0.65% $1,000,000.01+: 0.50%
$200 per hour (negotiable)
Main office
9200 W. Cross Drive, Suite 321
Littleton CO 80123
Advisors at this office
1
Most active in
Colorado
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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