A complete list of active advisors currently associated with Spring Delta Asset Management, LLC

Warmer can help you find a great advisor at Spring Delta Asset Management, LLC or one who fits your needs even better.

Spring Delta Asset Management is a small independent advisory firm that serves individuals, high‑net‑worth clients and pension/profit‑sharing plans, and also provides consulting to employee benefit plans. The firm offers discretionary portfolio management, pension consulting services for 401(k) plans, and sponsors a wrap‑fee program. The firm describes a proprietary "All Cap Momentum" strategy and combines charting, quantitative and technical analysis to construct portfolios primarily using ETFs, mutual funds, equities and fixed income. It documents client objectives in an Investment Policy Statement, generally requires discretionary trading authority, and discloses active use of tools such as options, short sales, margin and leveraged ETFs with at least quarterly account reviews. Noteworthy features relative to peers include serving as a wrap‑fee program sponsor that may employ tactical option strategies and leveraged ETFs, and acting as a consultant on 401(k) plans — services that are less common among solo independent advisers. The brochure also discloses that the firm requires clients to use a specified custodian, does not aggregate block trades across clients, and reports a prior arbitration settlement and recent judgments involving the firm’s managing member that are currently on appeal.

To learn more about the advisors currently working at Spring Delta Asset Management, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.