Spring Financial Planning
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
14
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Average account size
$0
About
Spring Financial Planning serves individuals, high‑net‑worth clients, and small businesses with customized financial planning and investment consultation across areas such as retirement and distribution strategies, tax and estate plan reviews, college funding, risk management, divorce planning, and business consulting. The firm also offers periodic complimentary educational workshops and can assist with coordination among custodians, attorneys and other outside professionals during implementation.
The firm’s investment approach is grounded in Modern Portfolio Theory and a passive, long‑term buy‑and‑hold allocation using indexed mutual funds and ETFs with periodic rebalancing, but it does not provide ongoing discretionary portfolio management or take custody of client assets. Advice and portfolio recommendations are delivered on a non‑discretionary basis, leaving implementation and trade execution under the client’s control and often completed through the client’s chosen service providers.
Notable differences from many peers include a planning‑first operating model that does not rely on percentage‑of‑assets under management fees and reports no assets under management, opting instead for engagement‑based billing; this fee structure and the absence of ongoing portfolio supervision are less common among independent advisory firms. The firm also discloses an explicit policy against receiving commissions or third‑party compensation and emphasizes education and one‑on‑one planning support rather than wrapped portfolio programs.
Client services
Expertise
Occupation focus
Fee options
$250 per hour, billed in 15-minute increments.
Fee-only: $250 per hour, billed in 15-minute increments, with partial increments treated as whole increments. Deposit required is lesser of $1,200 or one-third of estimated fee.
Main office location
Spring Financial Planning
Valley Village CA, United States
Number of offices
2
Most active in
California
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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