A complete list of active advisors currently associated with Spring Ocean Capital LLC

Warmer can help you find a great advisor at Spring Ocean Capital LLC or one who fits your needs even better.

Spring Ocean Capital provides discretionary portfolio management to individuals, families, businesses and institutional clients, constructing portfolios primarily in U.S. and Canadian equities, ETFs, mutual funds and fixed‑income securities. The firm’s client mix explicitly includes non‑high‑net‑worth and high‑net‑worth individuals as well as corporate entities, a broader client base than is typical for many firms in its category. The investment process combines fundamental equity valuation with a proprietary quantitative portfolio‑optimization model to select undervalued stocks and set allocations. Trades are executed on a discretionary basis and the firm may employ derivatives, short sales and margin/borrowed securities to implement or hedge positions; advisory fees are charged as a percentage of assets under management and billed quarterly. The lead investment professional holds advanced quantitative training (a Ph.D. in optimization) and the CFA charter and co‑invests alongside client accounts, aligning personal exposure with client strategies. Compared with many peers, the firm is small in scale (about $3.1 million in assets under management), requires clients to use a designated custodian (Interactive Brokers) and emphasizes active quantitative modeling combined with occasional leverage and shorting while serving both individual and corporate clients.

To learn more about the advisors currently working at Spring Ocean Capital LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.