Spring Street Wealth
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$26,400,000
Clients
28
Advisors
1
of 1 employees
About
Spring Street Wealth is an SEC-registered, independent investment adviser founded in 2025 that manages roughly $26 million on behalf of a limited number of clients, including individuals, trusts, estates, and business entities. The firm provides discretionary portfolio management, financial planning and consultative services, and, when suitable for accredited or qualified investors, access to private placement investments.
The firm combines technical, quantitative, fundamental and economic analysis to build and monitor portfolios and places explicit emphasis on tax-aware management, implementing systematic tax-loss harvesting through direct indexing, international direct indexing, and asset-location techniques; it may also employ a modest long/short overlay. Spring Street uses third-party managers and turnkey asset management platforms for some mandates and retains discretionary trading authority for strategies that can include derivatives, short positions and structured ETFs.
Compared with many peers of similar size, the brochure highlights a broader set of complex capabilities—formal private placement due diligence and ongoing integration of private investments into consolidated reporting, explicit risk disclosures for structured products and digital assets, and the use of buffer ETF and long/short overlay approaches. The firm also discloses several potential conflicts of interest (insurance commissions, promoter referral fees, and platform/custodian incentives) and describes fiduciary duties and disclosure practices it uses to address those conflicts.
Client services
Expertise
Fee options
Financial planning fixed fees typically range from $1,000 to $15,000; Consulting fixed fees typically range from $500 to $10,000
Up to 1.5% annually, negotiable based on asset size, anticipated future assets, related accounts, and complexity of client needs
Account minimum: $1,000,000 (may be waived at the Firm’s discretion) Fee-only: Individually managed accounts charged asset-based fee up to 1.5% annually; Financial planning and consulting fees charged as fixed fees
Main office
101 Avenue of the Americas, 9th Floor Office 905
New York NY 10013
Advisors at this office
1
Most active in
New Jersey · New York
Also doing business as
Spring Street Capital · Spring Street Wealth · Spring Street Wealth, LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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