Springhouse Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Springhouse Financial provides portfolio management and financial planning services to individual clients. As disclosed in its Form ADV Part 2A, the firm typically charges percentage-of-assets-under-management fees and manages about $17.0 million in client assets across 21 client relationships.
The firm’s brochure describes its methods of analysis, investment strategies, and the risks of loss, and it documents account review procedures in Item 13. It also addresses brokerage practices, custody, and its code of ethics in the ADV, indicating established policies for trading and oversight.
What is distinguishable about Springhouse is its small client base relative to its assets under management — roughly $810,000 in assets per client — which implies a limited number of relationships rather than a high-volume model. The ADV is filed as a state-registered adviser (Item 19) and includes detailed disclosures on custody, personal trading and other compliance matters that may be important to prospective clients seeking operational transparency.
Client services
Fee options
$0 - $499,999: 1.40% $500,000 - $999,999: 1.25% $1,000,000 - $4,999,999: 1.00% $5,000,000+: 0.90%
Account minimum: $1,000,000 Fee-only: Fees based on tiered percentage of assets under management as above.
Main office
Louisville KY
Advisors at this office
1
Most active in
Kentucky
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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