Springwater Advisors, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$43,105,726
Clients
25
Advisors
2
of 3 employees
About
Springwater Advisors provides discretionary portfolio management, portfolio consulting, and comprehensive financial and estate planning for individuals, families, high‑net‑worth clients and charitable organizations. The firm typically charges percentage‑of‑assets advisory fees and offers sub‑manager selection and monitoring as part of its service suite.
Portfolios are managed with allocations among cash, equities and fixed income and the firm uses charting, fundamental, technical and cyclical analysis; it may also employ short‑term trading, options strategies and alternative investments when appropriate. Springwater operates a sub‑managed client program that places assets with third‑party sub‑managers after due diligence and discloses that it shares between 30% and 60% of its advisory fee with selected sub‑managers.
Springwater is closely affiliated through common ownership with Herndon Plant Oakley Ltd., an affiliated broker‑dealer and registered investment adviser, and with affiliated insurance brokerage entities, which results in transaction‑related revenue sharing (including sweep interest, transaction fees and mutual fund distribution/12b‑1 and insurance commissions) that the firm discloses and monitors. The firm is a small, two‑advisor practice managing all client assets on a discretionary basis (approximately $75.5 million for about 25 clients) and documents current service to charitable organizations while indicating plans to expand its advisory client base.
Client services
Expertise
Occupation focus
Fee options
$1,000,001 - $5,000,000: 1.00% $5,000,001 - $15,000,000: 0.75% $15,000,001 - $50,000,000: 0.50%
Advisory representatives may receive commissions from sales of insurance products and mutual fund 12b-1 fees; affiliated broker-dealer receives transaction-based compensation.
Account minimum: $1,000,000 Minimum fee: For financial and estate planning and monitoring, fees range from $1,000 to $20,000; portfolio consulting fees negotiated between $20,000 and $80,000 annually. Fee-only: Fixed fees for financial and estate planning ($1,000 to $20,000) and portfolio consulting ($20,000 to $80,000 annually). Fees negotiated with clients.
Main office
800 North Shoreline Blvd., Suite 2200 South
Corpus Christi TX 78401
Advisors at this office
2
Most active in
Louisiana · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
Phillip P
Series 63, Series 65
Corpus Christi, TX
Springwater Advisors, LLC
Phillip Plant is a financial advisor with Springwater Advisors, LLC in Corpus Christi, TX, holding Series 63 and Series 65 licenses and bringing 54 years of industry experience. He has been with Springwater Advisors since 2009 and has longstanding involvement with Herndon Plant Oakley firms since the late 1990s. Plant serves as a board member and managing partner for several investment-related entities. Springwater Advisors provides discretionary portfolio management, consulting, and comprehensive financial and estate planning services to individuals, families, high-net-worth clients, and charitable organizations. The firm employs diverse investment strategies including fundamental, technical, and cyclical analysis, and utilizes sub-manager selection as part of its portfolio management approach.
Brent H
CFP®, Series 63, Series 65
Corpus Christi, TX
Springwater Advisors, LLC
Brent Holt is a CFP® with 18 years of experience in the financial services industry. He is currently with Springwater Advisors, LLC, where he has worked since 2021, following 11 years at Oxbow Advisors, LLC. Holt is also involved in local education fundraising through the London ISD Education Foundation. Springwater Advisors provides discretionary portfolio management, consulting, and comprehensive financial and estate planning for individuals, families, high-net-worth clients, and charitable organizations. The firm employs various investment strategies, including sub-manager selection and monitoring, and manages all client assets on a discretionary basis.
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