S
SR99Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$38,630
Clients
4
0% high-net-worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor with up to 2 employees
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
4
LowAverage account size
$9,658
About
SR99 Advisors is a solo registered investment adviser that provides portfolio management and investment advisory services, typically charging fees on a percentage‑of‑assets basis. The firm reports approximately $38,630 in assets under management across four clients.
The firm's principal also operates a California real estate brokerage and holds a state real estate broker license, a disclosed outside business activity that may inform client recommendations involving real estate. The brochure also notes the adviser may serve on external boards or advisory committees in a fiduciary capacity, indicating the firm can undertake advisory roles beyond routine portfolio management.
These combined features—a long‑standing brokerage ownership alongside fiduciary committee service—are uncommon among independent solo advisers and may shape how the firm integrates real estate expertise into client planning. The firm further discloses the ability to reduce or waive fees for community service or pro‑bono clients, is self‑supervised, and maintains a very small client roster and modest assets under management.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Real estate investing
Occupation focus
Founder/Business Owner
Main office location
SR99Advisors
Simi Valley CA, United States
Number of offices
1
Most active in
SR99Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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