Delano, MN Office

Stapleton Asset Management is a state-registered investment adviser that serves a concentrated client base of roughly 33 accounts, including high-net-worth individuals, accredited investors, and select institutional and charitable clients. The firm provides discretionary portfolio management alongside financial planning and consulting services offered as either one-time engagements or an ongoing subscription-style program.

Investment decisions combine quantitative optimization and risk/return modeling with fundamental and cyclical analysis, implemented through model portfolios that blend active and passive funds. For appropriate clients, the firm may use derivatives (options, futures) and alternative investments—including private placements and non-public REITs—to manage risk or achieve targeted exposures, and it occasionally engages unaffiliated sub‑advisers for specialized mandates.

Compared with many small advisory firms, Stapleton maintains a relatively high advisor credential mix (CFA, CFP, FRM) and emphasizes systematic portfolio construction and tax-aware fund selection. The firm also discloses a staff outside consulting activity focused on the defined-contribution/401(k) marketplace and describes internal supervision and limits to mitigate related conflicts, and it operates exclusively with a single institutional custodian with which it receives certain institutional services.