Stark Financial Advisers, Inc.
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Stark Financial Advisers, Inc. is a registered investment adviser that manages about $94.7 million on a discretionary basis for individuals, pension and profit‑sharing plans, corporations, and other business entities. The firm serves both clients in its wrap-fee Wealth Allocation Program (introduced primarily via R.M. Stark) and non-wrap clients under separate asset management agreements, and typically seeks accounts with at least $100,000 in assets.
The firm follows an asset-allocation driven approach informed by both fundamental and technical analysis, constructing portfolios that range from very conservative to aggressive and conducting scheduled and event‑driven reviews. SFA deploys a variety of strategies, including long‑ and short‑term trading, short sales, margin, and options strategies (such as covered calls and protective puts), and discloses the use of derivatives in separately managed accounts.
Noteworthy aspects compared with peers include SFA’s role as sponsor of a wrap-fee program (the Wealth Allocation Program), which is custodied at Pershing LLC and available only through R.M. Stark, and the firm’s prevalence of dual registrations between its advisers and the affiliated broker‑dealer—relationships the brochure identifies and discloses as potential conflicts of interest. The firm manages only discretionary assets and emphasizes documented disclosures and policies to address these brokerage and referral relationships alongside its advisory services.
Client services
Expertise
Fee options
$0 - $150,000: 2.00% $150,000 - $500,000: 1.65% $500,000 - $2,000,000: 1.50%
Account minimum: $100,000
Main office
See office16950 U.S. Highway 441 North
Okeechobee FL 34972
Advisors at this office
2
Offices (4)
Most active in
Florida · Georgia · North Carolina
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
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