Statera Financial, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Statera Financial, LLC provides investment advisory and financial planning services to individual clients, offering portfolio management (both discretionary and non‑discretionary), risk assessment, investment planning, estate‑planning coordination with attorneys, and financial organization. The firm is state‑registered and states it does not impose a minimum account size for advisory relationships.
Its investment approach is tailored to each client’s objectives, time horizon, and risk tolerance and commonly employs asset‑allocation frameworks, dollar‑cost averaging, and a mix of long‑ and short‑term purchases, with periodic reviews triggered by material market or life‑event changes. Statera emphasizes maintaining clients’ purchasing power over the long term and highlights tax considerations and specific risks associated with cryptocurrency investing, recommending consultation with tax and other specialists.
The brochure discloses a few features that are less common among similar supported firms: employees may be licensed insurance agents who offer commissionable insurance products (the firm notes the potential conflict and that clients are not required to purchase such products), and the firm acknowledges it does not aggregate client orders (no block trading). It also calls out operational risks tied to third‑party use of artificial intelligence and machine‑learning tools and operates as a small adviser managing tens of millions in client assets, which, taken together, distinguish its service model from many peers.
Client services
Expertise
Fee options
$2,500 - $3,000 per project
$0 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $2,000,000: 1.00% $2,000,001+: 0.75%
$150 - $200 per hour
Main office
713 East Street
Walpole MA 02081
Advisors at this office
3
Most active in
Massachusetts · Rhode Island
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
Advisors at this firm
Joseph S
Series 65
Walpole, MA
Statera Financial, LLC
Joseph Sylvia Jr. is a Series 65-registered advisor with Statera Financial, LLC, bringing two years of industry experience. He has held roles at Solid Rock Financial, Legacy Benefit Advisors, and Charter Financial Group since 2016. In addition to advisory work, he is licensed as an insurance agent involved in the sale of various insurance products. Statera Financial, LLC provides investment advisory and financial planning services tailored to individual clients’ objectives, time horizons, and risk tolerance. The firm offers portfolio management, risk assessment, and estate-planning coordination, emphasizing long-term purchasing power and addressing specific risks such as those related to cryptocurrency investing.
David M
CFP®, Series 63, Series 65
Walpole, MA
Statera Financial, LLC
David Moses is a CFP® professional with 10 years of industry experience, currently affiliated with Statera Financial, LLC in Walpole, MA. He has worked at several financial firms, including Norfolk Community Credit Union and The O.N. Equity Sales Company. Outside of his advisory work, he serves on the finance and audit committees of the Massachusetts Hockey Association and is a member of the Finance Committee for the Town of Franklin, MA, as well as a board member of Norfolk Community Credit Union. Statera Financial, LLC provides investment advisory and financial planning services tailored to individual clients, with an emphasis on portfolio management, risk assessment, and estate-planning coordination. The firm employs asset-allocation frameworks and periodic reviews based on market or life-event changes, focusing on maintaining clients’ purchasing power over the long term.
David W
Series 63, Series 65
Walpole, MA
Statera Financial, LLC
David Wiech is a financial advisor at Statera Financial, LLC with 15 years of industry experience. He holds Series 63 and Series 65 licenses and previously worked at The O.N. Equity Sales Company and Ohio National Financial Services. Statera Financial, LLC provides investment advisory and financial planning services to individual clients, offering portfolio management, risk assessment, and estate-planning coordination. The firm’s investment approach is tailored to client objectives and risk tolerance, using asset allocation, dollar-cost averaging, and periodic reviews, with attention to tax considerations and specific risks such as those related to cryptocurrency.
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