Steele Asset Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Steele Asset Management provides personalized investment management and financial planning to individuals, trusts, estates, and pension and profit‑sharing plans. Services listed in the brochure include discretionary asset management, financial planning, and consulting on retirement plan investment options, and the firm operates on a fee‑based model without selling commissioned insurance or investment products.
The firm documents each client’s overall financial picture, investment objectives, and risk tolerance, and offers discretionary trading within the agreed limits while providing periodic account reviews and referrals to outside professionals as needed. Investment analysis methods include charting, fundamental and technical analysis, and account reviews are performed at least quarterly.
A notable aspect of the practice is its work with pension and profit‑sharing plans: the firm advises on the types of investment vehicles available to plans and answers participant questions but does not provide day‑to‑day investment management for those plans, a mix that is uncommon among similar independent advisers. The brochure also discloses approximately $57.7 million in advisory assets, formal procedures for protecting senior and vulnerable clients including SAFE Act reporting, no external compensation for selling securities, and that proxy voting is generally left to clients.
Client services
Expertise
Fee options
$0 - $25,000: N/A, $500 minimum annual fee $25,001 - $50,000: 1.95% $50,001 - $75,000: 1.85% $75,001 - $100,000: 1.75% $100,001 - $200,000: 1.50% $200,001 - $300,000: 1.25% $300,001 - $400,000: 1.00% $400,001+: 0.75%
$150/hour for financial planning services, fee may be waived at advisor discretion
Account minimum: $25,000 Minimum fee: $500.00 per year minimum annual fee Fee-only: Financial planning at $150/hour (hourly fee may be waived)
Main office
Fort Lauderdale FL
Advisors at this office
1
Most active in
Florida · New Jersey · Pennsylvania
Also doing business as
Steele Asset Management · Steele, Sherman Marquis
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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