Steelhead Wealth Management
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client AUMClient assets under management
$341,710,677
Clients
278
Advisors
3
of 7 employees
About
Steelhead Wealth Management serves employer plan sponsors, trusts, estates, charitable organizations, corporations and other business entities, offering discretionary investment management, standalone financial consulting, and retirement plan advisory services. The firm provides ongoing portfolio construction, monitoring, rebalancing and reporting, and may recommend third‑party independent managers or programs as part of its Investment Management offering.
Steelhead constructs client portfolios using a broad mix of securities and applies quantitative and qualitative analysis, modern portfolio theory and charting to guide allocation and trading decisions, typically on a discretionary basis. It also provides standalone Financial Consulting engagements (which do not grant trading authority) and retirement plan consulting under ERISA Section 3(21), with reporting and review processes described in the brochure.
Noteworthy details include a relatively large discretionary asset base (about $342 million) managed by a three‑adviser team and a client roster that emphasizes institutional and business-related clients rather than retail or high‑net‑worth households. The firm—recently established as an independent RIA—disclosed a temporary dual‑registration used to transition advisors, reports custody in connection with standing limited transfer authorizations, and leaves proxy voting to clients while disclosing its recommendation of a single custodian that provides certain economic benefits.
Client services
Expertise
Occupation focus
Fee options
Up to $25,000 for Financial Consulting engagements
$0 - $500,000: 1.45% $500,000 - $1,000,000: 1.25% $1,000,000 - $2,000,000: 1.00% $2,000,000 - $3,000,000: 0.90% $3,000,000 - $5,000,000: 0.80% $5,000,000+: 0.65%
Up to $400 per hour for Financial Consulting
Fee-only: Up to $400 per hour or up to $25,000 flat fee for Financial Consulting engagements
Main office
4121 Cox Rd, Suite 102
Glen Allen VA 23060
Advisors at this office
3
Most active in
Florida · Georgia · North Carolina · Tennessee · Texas · Virginia
Also doing business as
Steelhead Wealth Management · Steelhead Wealth Management LLC
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Trey E
CFP®, Series 63
Glen Allen, VA
Steelhead Wealth Management
Trey Ellington is a CFP® with three years of industry experience, currently advising at Steelhead Wealth Management. Prior to joining Steelhead, he worked with Northwestern Mutual Wealth Management Company and CapTech Ventures. Steelhead Wealth Management serves employer plan sponsors, trusts, estates, charitable organizations, corporations, and other business entities by providing discretionary investment management, financial consulting, and retirement plan advisory services. The firm uses a mix of securities along with quantitative and qualitative analysis to guide portfolio construction and manages approximately $342 million in discretionary assets.
Michael E
Series 63, Series 66
Glen Allen, VA
Steelhead Wealth Management
Michael Ellis is a financial advisor with Steelhead Wealth Management in Glen Allen, VA, holding Series 63 and Series 66 licenses and 22 years of industry experience. His prior experience includes sixteen years at Northwestern Mutual Wealth Management Company and related entities. Outside of his advisory role, he is involved in insurance sales on a limited basis. Steelhead Wealth Management serves employer plan sponsors, trusts, estates, charitable organizations, corporations, and other business entities by providing discretionary investment management, financial consulting, and retirement plan advisory services. The firm employs a combination of quantitative and qualitative analysis, modern portfolio theory, and charting to manage client portfolios, primarily focusing on institutional and business clients.
Coleman P
CFP®, Series 63, Series 66
Glen Allen, VA
Steelhead Wealth Management
Coleman Pollard is a CFP® professional with 27 years of industry experience, currently serving at Steelhead Wealth Management. His prior roles include fifteen years with Northwestern Mutual Wealth Management Company. Steelhead Wealth Management serves employer plan sponsors, trusts, estates, charitable organizations, corporations, and other business entities, providing discretionary investment management, financial consulting, and retirement plan advisory services. The firm employs a mix of quantitative and qualitative methods to construct and manage portfolios, focusing primarily on institutional and business-related clients.
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