A complete list of active advisors currently associated with Step Financial Services, LLC
Warmer can help you find a great advisor at Step Financial Services, LLC or one who fits your needs even better.
Step Financial Services, LLC serves individual and high‑net‑worth clients by providing ongoing portfolio management and financial planning tailored to each client’s goals, time horizon, and risk tolerance. The firm generally advises using mutual funds, ETFs, real estate vehicles and insurance products, including annuities, as part of its client solutions. The adviser employs fundamental analysis and a long‑term trading approach and documents client objectives in an Investment Policy Statement to guide recommendations. Uncommonly for independent advisers, Step Financial manages client assets on a non‑discretionary basis—securing client approval before placing trades—and does not aggregate trades across client accounts. The firm is small and manages roughly $5 million in non‑discretionary assets, with fees billed in advance through client custodians. The brochure also notes differing custodian references (recommending TD Ameritrade for execution while stating client assets are maintained at Charles Schwab) and discloses the firm is not currently profitable but that the principal has resources to cover operating expenses.
To learn more about the advisors currently working at Step Financial Services, LLC, click on their names below to view their profiles, or click here to see them all on a map. Or, if you tell us about your needs, Warmer can help you find the best advisor for you.
Name |
Location |
Years of experience |
|---|---|---|
Seal Beach, CA
| 11
|
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