Stephen A. Dipisa Registered Investment Advisor
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Stephen A. Dipisa Registered Investment Advisor provides portfolio management and related advisory services to individual clients, delivering customized investment oversight and financial planning for a limited client base. The firm manages approximately $13 million in client assets across 11 accounts and uses a percentage-of-assets fee model disclosed in its brochure.
The brochure describes conventional methods of analysis and portfolio management common among independent advisers, such as asset allocation and periodic account review. It also discloses the use of market timing as part of its investment approach and outlines the attendant risks and implementation protocols for that strategy.
What is distinctive about the firm is the explicit inclusion of market timing in its stated strategies — an approach noted as uncommon among peers — coupled with its concentrated scale, which may allow more direct handling of trading decisions. The brochure also documents trading, personal trading and conflicts-of-interest policies, indicating an effort to address compliance and execution practices that become more salient when employing market timing.
Client services
Fee options
Main office
New York NY
Advisors at this office
1
Most active in
New York
Also doing business as
Dipisa, Stephen A. · Stephen A. Dipisa Registered Investment Advisor
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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