Stephen J. Garry & Associates, LLC
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
About
Stephen J. Garry & Associates provides discretionary investment management and financial planning to individuals, high‑net‑worth clients, trusts, estates, and charitable organizations. The firm reports roughly $142.6 million in assets under management across about 300 client relationships and operates with a three‑advisor team that typically constructs portfolios using low‑cost mutual funds and ETFs, while also employing individual stocks, bonds and options as needed.
The firm’s investment approach is primarily long‑term and grounded in fundamental analysis, with technical or cyclical methods used selectively and ongoing portfolio monitoring and rebalancing. Financial planning is integrated into the advisory relationship, and the firm may recommend strategies such as a Schwab Bank Pledged Asset Line for clients when appropriate, a recommendation the brochure notes carries specific risks and conflicts.
Distinctive for its peer group, the firm sponsors a wrap fee program that bundles covered costs—transaction, custodial, ACAT and administrative fees—into its asset‑based advisory fee, which can affect total program costs and trading incentives compared with pay‑per‑trade arrangements. The brochure also discloses that certain advisory personnel are registered representatives of a broker‑dealer and licensed insurance professionals, arrangements that generate separate commission compensation and are identified as potential conflicts of interest.
Client services
Expertise
Fee options
Under to $500,000 - $500,000: 1.50% $500,001 - $1,500,000: 1.25% Over to $1,500,000+: 1.00%
Certain Advisory Persons receive commissions for securities transactions and insurance product sales, separate and in addition to advisory fees.
Main office
990 Stewart Avenue, Suite 190
Garden City NY 11530
Advisors at this office
3
Most active in
Florida · New Jersey · New York · Pennsylvania
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Advisors at this firm
Joseph G
Series 63, Series 66
Garden City, NY
Stephen J. Garry & Associates, LLC
Joseph Garry is an associate advisor with Stephen J. Garry & Associates, LLC, holding Series 63 and Series 66 licenses and three years of industry experience. He has worked at Purshe Kaplan Sterling Investments since 2020 and has been with Stephen J. Garry & Associates during the same period. Stephen J. Garry & Associates provides discretionary investment management and financial planning services to individuals, high-net-worth clients, trusts, estates, and charitable organizations. The firm manages approximately $142.6 million in assets through a three-advisor team that primarily uses low-cost mutual funds and ETFs, complemented by individual stocks, bonds, and options, employing a mostly long-term investment approach with ongoing portfolio monitoring and rebalancing.
Connor G
Series 63, Series 66
Garden City, NY
Stephen J. Garry & Associates, LLC
Connor Garry is a financial advisor with Stephen J. Garry & Associates, LLC, holding Series 63 and Series 66 licenses and two years of industry experience. He has worked at Purshe Kaplan Sterling Investments and Stephen J. Garry & Associates since 2022. Prior to his advisory career, he held various roles including positions at the University of South Carolina and involvement in a Catholic youth basketball league. Stephen J. Garry & Associates is an SEC-registered advisory firm providing discretionary investment management and financial planning to individuals, high-net-worth clients, trusts, estates, corporations, charitable organizations, and retirement plans. The firm manages approximately $124 million in client assets, typically using low-cost mutual funds and ETFs alongside individual securities, with an investment process focused on fundamental analysis, customized asset allocation, and long-term portfolio monitoring.
Stephen G
CFP®, ChFC®, Series 63, Series 65
Garden City, NY
Stephen J. Garry & Associates, LLC
Stephen Garry is a CFP® and ChFC® with 35 years of industry experience. He is the principal of Stephen J. Garry & Associates, LLC, where he has worked since 2018, following a 13-year tenure at Ameriprise Financial Services, Inc. Garry is also involved in insurance and annuity sales through several agencies. Stephen J. Garry & Associates is an SEC-registered advisory firm providing discretionary investment management and financial planning to individuals, high-net-worth clients, trusts, estates, corporations, charitable organizations, and retirement plans. The firm manages approximately $124 million in client assets, focusing on fundamental analysis, customized asset allocation, and primarily long-term portfolio management using low-cost mutual funds, ETFs, individual stocks, bonds, and options.
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